06/24/2021 CFP Board Code of Ethics and Standards of Conduct Live Webinar

06/24/2021 CFP Board Code of Ethics and Standards of Conduct
Live Webinar

Overall Rating: 4.9/ 5

CFP Board Code of Ethics and Standards of Conduct - Darren Shebesta
Authorize.Net

Upcoming Dates and Times
June 24, 2021 - 2-4 PM ET
September 30, 2021 - 2-4 PM ET
December 29, 2021 - 2-4 PM ET

Please note: Once you purchase this course, you will receive an email with a token to redeem. Please redeem this token to see links to the above dates to finish your registration.

This will be a two-hour, highly interactive program. IMPORTANT: In order to receive CE for this course, every participant will be required to be in attendance for the entire program, PLUS answer all case study questions.

The CFP Board is committed to setting and enforcing ethical standards that benefit the public.

As part of CFP® certification, all CFP® professionals commit to uphold the high standards outlined in the Code of Ethics and Standards of Conduct

This helps give clients confidence they’re partnering with a financial advisor who will put them on the path to a secure future. The CFP Board’s Code of Ethics and Standards of Conduct requires CFP® professionals to uphold the principles of integrity, objectivity, competence, fairness and confidentiality. They make a commitment to put their clients’ interests first at all times when providing financial advice.

This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board’s new Code of Ethics and Standards of Conduct effective October 1, 2019.

A recent attendee said, “The program was great. I especially enjoyed the case studies, which were very illustrative, and the fast pace. Really helped the 2-hour course go by quickly. Thanks again!!!!!”

In "CFP Board Code of Ethics and Standards of Conduct" with Darin Shebesta, you will learn:

LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.

LO 2: Describe CFP Board’s Fiduciary Duty.

LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.

LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate.

LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.

LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

This live webinar will be presented once a quarter. Check our WEEKLY REBROADCAST SCHEDULE where there is no need to take the online quiz to receive CE. You may also take other on-demand courses any time for 1 hr CFP®, CRC®, and other Continuing Education Credit when you pass the online quiz.

Darin R. Shebesta, CFP®, AIF®, Vice President,
Jackson/Roskelley Wealth Advisors

Darin R. Shebesta, CFP®, AIF®

 

Meet Darin R. Shebesta, CFP®, AIF®,
Vice President,
Jackson/Roskelley Wealth Advisors

Retirement planning experience

Darin’s previous experience as a research analyst with Templeton Financial Services from 2006 to 2007, and as vice president and wealth advisor with Jackson/Roskelley Wealth Advisors in 2008, set the stage for joining Raymond James in 2016 and specializing in integrated financial planning and investment management for the next generation, business owners, widows and attorneys.

Darin graduated with a bachelor’s degree in finance from the W. P. Carey School of Business and Barrett Honors College at Arizona State University. He is a Certified Financial Planner™ professional. He has also been featured or quoted in several publications including InvestmentNews, Forbes, CNBC, The Huffington Post, Young Money Magazine, MarketWatch, Financial Planning, OnWallStreet, The Arizona Republic, American Funds, and FSAstore.com, among others.

Darin’s various community involvement activities are numerous. Among them: past president, Financial Planning Association of Greater Phoenix, 2015; past president, HOBY Arizona, 2012 to 2015; board of governors member, HOBY International; Class 28, Scottsdale Leadership; former board member and chair for corporate outreach, Scottsdale Leadership; member, Rotary Club of Scottsdale; member, One FPA Advisory Council.

Retirement planning thought leadership and expertise

Darin helps bring clarity, insight and partnership to clients’ lives. He specializes in working with the next generation of professionals to develop a blueprint, prioritize challenges, implement solutions, and monitor their situation year after year, decade after decade to help achieve what’s important to them.

Darin is a Next Generation Financial Planner in Phoenix, Arizona who recognizes the importance of a client centered business model. He acknowledges the value of building a network of strategic partners to aid in the success of managing the client relationship. He understands the significance of developing relationships and helping others achieve their goals and objectives.

Darin earned the CERTIFIED FINANCIAL PLANNER™ Professional certification in 2010. He works with a team of well educated, ethical, and competent professionals who strive to make a difference for many individuals and families. He believes in the value of comprehensive financial planning and feel that advisors should have a fiduciary responsibility when working with their clients.

The clients he tends to work best with are business owners, attorneys, DINK’s, HENRY’s, and people who have gone through a transition such as a death or divorce.

Invest in Your Retirement Expertise.

2 hrs CFP®, CRC®, and other CE Credit Reporting

We are a CE Sponsor with the CFP Board of Standards and the professional development partner of the International Foundation for Retirement Education (InFRE).

We will report your CFP® and/or CRC® credit (no additional reporting fee). Please add your ID at checkout. You are responsible for reporting all other certification CE credit.

Over 50 courses are accepted for continuing education (CE) credit for those who have earned the Certified Financial Planner® (CFP®) certification, the International Foundation for Retirement Education’s (InFRE) Certified Retirement Counselor® (CRC®) certification, the College for Financial Planning’s Chartered Retirement Plan Consultant (CRPC) certification, the American College’s designations (ChFC, CLU, RICP), Retirement Management Analyst designation (RMA), ASPPA and other certification or designations.

CFP BOARD - CE Quality Partner - Retirement Resource Center

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